FEES AND PENALTY RATES

1.Penalties for Defaults on Cash Settlement

1.1  Late Payment

  • - Late payment (Overdue)
  • - The interest rates charged (Equity / Derivatives)

 

  • THB 3,000 per day (maximum charge 3,000,000 Baht)
  •  
  • 15 % per annum (minimum charge 200 Baht)
1.2 If not settle trading payment via ATS
  • THB 3,000 (per each breach that exceeds 3 times in a quarter.)

          (maximum charge 3,000,000 Baht)

 

2.Penalties for Defaults on Securities Settlement
2.1 SET Penalty charge

THB 3,000 /day /share 

(maximum charge 3,000,000 Baht)

2.2 TCH Penalty charge

  • - 1 working day default
  • - 2 working day default
  • - 3 working day default
  • - Greater than 3 working day default
  • - Minimum penalties

 

  •  0.50 %
  •  0.75 %
  •  1.00 %
  •  1.75 % - 3.75 %
  • THB 300   

 

3. Rate of Securities/ Unit Trust Service Fees
3.1 Fee for transfer securities/ Unit Trust to third party broker
  • THB 50 per transaction
3.2 Transfer securities/ Unit Trust within the company
  •  Free of charge

 

3.3 Withdraw stock from TSD

  • 3.3.1 Withdraw stock
  • 3.3.2 Withdraw warrant for the last exercise

 

  • THB 100 / share
  • Free of charge



 

 

4.Rate of Derivativs Service Fees
4.1 Position transfer of own or transfer to third party broker
  • THB 50 per transaction
4.2 Position transfer within the company
  • Free of charge
4.3 Share transfer for Non Cash Collateral
  • THB 50 per transaction

 

5.Rate of Request a copy of the retroactive documents Service Fees
5.1  Statement of Account /Cash Statement /Securities Movement Report (After more than two months but not more than two years.)
  • THB 300 /Month/Report
5.2.  Confirm the remaining asset balance
  • THB 100 per sheet  

 

Announcement: Por Yor Tor. 053/2024  Effective date: 1 Nov 2024 onwards.